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Uniform Securities Act
Results: 366

#	Item
151	South Carolina Code of Regulations[removed]Use of the NASD CRD and IARD to Receive Certain Broker-Dealer, Agent, Investment Adviser, and Investment Adviser Representative Registrations, Terminations, and Other Forms and Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:39 Financial adviser Investment Uniform Securities Act Business Federal Reserve System Office of the Kansas Securities Commissioner Registered Investment Advisor United States securities law Finance Financial economics
152	Microsoft PowerPoint - UGMA Performance2014[removed] Add to Reading List Source URL: www.gipsa.usda.gov Language: English - Date: 2014-07-28 12:51:25 Uniform Gifts to Minors Act United States securities law Popcorn Wheat Food and drink Tax avoidance Taxation in the United States
153	STATE OF SOUTH CAROLINA COUNTY OF RICHLAND ALAN WILSON, in his official capacity as the SECURITIES COMMISSIONER FOR Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:45 Federal Rules of Civil Procedure Lawsuit Uniform Securities Act
154	ALABAMA SECURITIES COMMISSION Special Legislative Edition Issue V March 2004 Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-21 14:46:41 Economics Securities fraud Uniform Securities Act Joseph Borg Securities regulation in the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Investor education Fraud United States securities law Law Financial system
155	REVISED MARCH 20, 2012 IN THE UNITED STATES COURT OF APPEALS Court of Appeals FOR THE FIFTH CIRCUIT United States Fifth Circuit Add to Reading List Source URL: www.ca5.uscourts.gov Language: English - Date: 2012-03-20 13:00:33 Class action Law Merrill Lynch Pierce Fenner & Smith Inc. v. Dabit Securities Litigation Uniform Standards Act United States securities law Private Securities Litigation Reform Act
156	South Carolina Code of Regulations[removed]Use of the NASD CRD and IARD to Receive Certain Broker-Dealer, Agent, Investment Adviser, and Investment Adviser Representative Registrations, Terminations, and Other Forms and Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:06:39 Financial adviser Investment Uniform Securities Act Business Federal Reserve System Office of the Kansas Securities Commissioner Registered Investment Advisor United States securities law Finance Financial economics
157	VERMONT DEPARTMENT OF BANKING, INSURANCE, SECURITIES AND HEALTH CARE ADMINISTRATION REGULATION H[removed]Vermont Healthcare Claims Uniform Reporting and Evaluation System (“VHCURES”) Table of Contents Add to Reading List Source URL: www.dfr.vermont.gov Language: English - Date: 2012-08-20 08:07:25 Healthcare in the United States Data privacy Health Insurance Portability and Accountability Act Privacy law Medical prescription Health insurance Health care Medicare TRICARE Health Medicine Publicly funded health care
158	Microsoft Word - WEAAD and S A F E.doc Add to Reading List Source URL: www.state.in.us Language: English - Date: 2014-10-24 17:09:12 Healthcare reform in the United States Medicare Presidency of Lyndon B. Johnson Elder abuse Investor education Uniform Securities Act Secretary of State of Indiana Securities fraud Fraud Ethics Law Federal assistance in the United States
159	No[removed]______________ IN THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT ______________ PET QUARTERS, INC., an Arkansas corporation; CLYDE A. JUSTER, an Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:49:43 Finance North American Securities Administrators Association Uniform Securities Act Securities regulation in the United States Securities Act Blue sky law Private Securities Litigation Reform Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Financial system Financial economics
160	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA l~ THE MATIER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:04 Security Financial economics Financial regulation Investment United States securities law Uniform Securities Act Securities Act

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